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DOCUMENTATION


  • General
  • PMS
  • Trading and DP-Individual
  • Trading and DP-Corporates
  • Paterson SIP
Kindly keep the following points in mind before submitting your forms to ensure a smooth application process:

Name to be as in the PAN Card.
Ensure all places for signatures are marked and numbered.
Address proof has to be a latest copy - like say Bank statement, Telephone bill (only BSNL is valid), etc.
Use a marker pen for the signature across photograph.
In case of a Joint account, both holders have to sign.
All proofs are to be self attested.
A Cheque (Cancelled/for Investment) from the bank mandate provided.

Requirements

Resident/Individual
Pass Port Size Photo (5 Nos.): 4 on the forms, 1 given separately
All photocopies should be signed by the Client
Self Attested Photocopy of PAN Card is compulsory (4 copies)
Self attested copy of ID/Address Proof (4 copies) The given address and the proof of address should be same
A Cheque (Cancelled/for Investment) from the bank mandate provided (to be drawn in favour of own name)
Signatures where ever applicable and Marked (All signature should be same) 2 signatures in bank account opening form, 34 signatures in Trading Application, 12 signatures in Demat Application, 11 signatures in PMS agreement.
If is a Joint Account both the clients has to sign all the forms
The First account holder has to sign first

NRI (additional)
Self Attested Pass Port and Visa copy is compulsory for NRI clients.
Separate Portfolio Investment Scheme (PIS ) bank account

Requirements

Pass Port Size Photo (2 Nos.)
Photocopy of ID/Address Proof (2 copies) The given address and the proof of address should be same
Signatures where ever applicable and Marked ( All signature should be same) 34 Signatures in Trading Application, 15 Signatures in Demat Application
Pass Port and Visa copy is compulsory for NRI clients
The photocopy should be signed by the clients
If is a Joint Account both the clients has to sign all the forms
The First account holder has to sign first
Photocopy of PAN Card is compulsory (2 copies)
A Cheque (Cancelled/for Investment) from the bank mandate provided
Signatures in all the proofs
All photocopies should be signed by the Client

Public and Private Limited Companies
Memorandum and Articles of Association with Certificate of Incorporation
Pan Card Copy of the Corporate
Resolution stating the List of Authorized Signatories for opening and operating Demat and Trading account with specification of Paterson Securities Private Limited
Address Proof of the Corporate
Address Proof and Pan Card Copy of Authorized Signatories
Latest Bank Statement of the Corporate
A cancelled cheque from the Bank Mandate Provided
A file copy of the Two years Income Tax returns Filed
Passport Size Photograph of all the authorized Signatories 2 each
All the Photocopies are compulsorily to be self attested

Partnership Companies
(Only for Trading Account. Demat account to be opened in the name of Individual Partners only)
Partnership Deed
Pan Card Copy of the Firm
Resolution stating the List of Authorized Signatories for opening and operating the Demat and Trading account with Patco Investments.
Address Proof of the Firm
Address Proof and Pan Card Copy of Authorized Signatories
Bank Statement of the Firm
A Cancelled Cheque from the Bank Mandate Provided
A file copy of Two years Income Tax Returns Filed
Passport Size Photograph of all the authorized Signatories (2 each)
SIP payment through Electronic Clearing Services:

New investors who wish to enroll for SIP through ECS should also fill up the Trading and Demat Application forms in addition to this form.
Existing investors must provide their Account number and need not fill the forms mentioned in point no. 1.
For further details of this service, like minimum amount, risk factors, etc., investors should, before investment, refer to the Product Note(s) issued till date, available free of cost at any of the branches / offices or distributors or from the website.
The SIP through ECS Form, Trading and Demat Application forms (in case of new investors), along with the necessary cheque or copy thereof should be submitted at least 15 days in advance of the date of the first ECS debit transaction.
The bank branch provided for ECS should participate in the local MICR clearing. The investor shall inform his/her Banker about the ECS mandate and Paterson Securities (P) Ltd. will not be liable for any transaction failures due to rejection by the investor’s bank/branch.
SIP through ECS is presently available only on the 10th of the month. If any other date is mentioned, 10th date will be automatically fixed. In case these dates are non business days for the service, then SIP will be processed for the next business day’s NAV related price or the Scrip current market price at the time of purchase.
For more information on this facility, please read the terms & conditions mentioned on the overleaf of the ECS mandate form.



  ECS Mandate Form
  Mandate Verification Request Letter

SEBI Regn – (CASH) INB231367195, (derivatives) INF231367195, (currency) INE231367195 || BSE: Member ID – 3083 | SEBI Regn – (cash) INB011367134, (derivatives) INF011367134, (WDM) Clearing no.: 3083 || MSE: SEBI Regn – (cash) INB041251431 || MCX-SX: Member ID – 32700 | SEBI Regn – (currency) INE261367192 || CDSL DP: SEBI Regn – IN-DP-CDSL-312-2005 || PMS: SEBI Regn – PM/INP 000005422 || MF: AMFI Regn – ARN 3077 || MCX: Member ID - 31420 | FMC Unique Member Code - MCX/TCM/CORP/1175.

For grievances, mail us at : customer.grievance@paterson.co.in